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Caterpillar Inc.

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NYSE: CAT

Investor Relations

Cases

Title	Date Filed	Updated	Status	Security
Caterpillar Inc. (NYSE:CAT) Investor Securities Class Action Lawsuit 03/03/2017	03/03/2017	07/14/2021	Lawsuit Filed, Case Dismissed	NYSE: CAT
Caterpillar Inc. (NYSE:CAT) Investor Files Lawsuit Against Directors In Connection With Acquired Chinese Company	04/02/2013	03/19/2021	Lawsuit Filed	NYSE: CAT
Caterpillar Inc. (NYSE:CAT) Investor Files Lawsuit Against Directors Over Executive Compensation Plan	08/31/2012	03/19/2021	Lawsuit Filed	NYSE: CAT

Investigations

Title	Updated	Security
Caterpillar Inc. (NYSE:CAT) Investor Investigation Concerning Possible Wrongdoing Announced	03/20/2021	NYSE: CAT