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Oppenheimer Holdings Inc.


NYSE: OPY

Investor Relations
Cases
Title Date Filed Updated Status Security
Oppenheimer Core Bond Fund Investors Class Action Lawsuit 05/28/2009 05/12/2021 Lawsuit Filed, Settlement Proposed, Settlement Approved
Oppenheimer AMT-FREE New York Fund (MUTF: OPNYX) (MUTF: ONYBX) (MUTF: ONYCX) Investor Securities Class Action Lawsuit 05/20/2009 05/12/2021 Lawsuit Filed, Settlement Proposed, Settlement Approved
Oppenheimer AMT-FREE Municipals Fund (MUTF: OPTAX) (MUTF: OTFBX) (MUTF: OMFCX) Investor Securities Class Action Lawsuit 05/13/2009 05/12/2021 Lawsuit Filed, Settlement Proposed, Settlement Approved
Oppenheimer Pennsylvania Municipal Fund (MUTF: OPATX) (MUTF: OPABX) (MUTF: OPACX) Investor Securities Class Action Lawsuit 04/28/2009 05/12/2021 Lawsuit Filed, Settlement Proposed, Settlement Approved
Oppenheimer New Jersey Municipal Fund (MUTF: ONJAX) (MUTF: ONJBX) (MUTF: ONJCX) Investor Securities Class Action Lawsuit 04/24/2009 05/12/2021 Lawsuit Filed, Settlement Proposed, Settlement Approved
Rochester National Municipals Fund (MUTF: ORNAX) (MUTF: ORNBX) (MUTF: ORNCX) Investor Securities Class Action 03/13/2009 05/12/2021 Lawsuit Filed, Settlement Proposed, Settlement Approved
Rochester Fund Municipals (MUTF: RMUNX) (MUTF: RMUBX) (MUTF: RMUCX) (MUTF: RMUYX) Investor Securities Class Action Lawsuit 02/25/2009 05/12/2021 Lawsuit Filed, Settlement Proposed, Settlement Approved
Oppenheimer Champion Income Fund Investor Class Action Lawsuit - 03/03/2009 05/12/2021 Lawsuit Filed, Settlement Proposed, Settlement Approved
Oppenheimer California Municipal Fund (MUTF: OCACX, MUTF: OCABX, MUTF: OPCAX) Investor Securities Class Action Lawsuit 02/09/2009 05/12/2021 Lawsuit Filed, Settlement Proposed, Settlement Approved
Oppenheimer Holdings Inc (NYSE: OPY) Investor Securities Class Action Lawsuit 4/11/2008 05/12/2021 Lawsuit Filed, Case Dismissed NYSE: OPY
Investigations
Title Updated Security
Oppenheimer Funds Investor Investigation Of Financial Losses Suffered By 529 College Savings Plans 03/20/2021
Oppenheimer Champion Income Fund Long Term Investor Investigation Focuses On Possible Wrongdoing 03/20/2021
RevenueShares Small Cap Fund (ETF) (NYSEARCA:RWJ) Investor Investigation Over Potential Securities Laws Violations By Oppenheimer Small Cap Revenue ETF 03/20/2021