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Quogue Capital Case 5/8/2008

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Lawsuit Overview

<p align= justify >The Securities and Exchange Commission (SEC) announced on May 8th, 2008, that it filed a settled civil action against Quogue Capital LLC, a private investment company, and Wayne P. Rothbaum, Quogue’s managing member and owner.</p> <p align= justify >The SEC alleges that Quogue and Rothbaum committed multiple violations of Rule 105 of Regulation M. ...



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